Exchange fines dealer

PUBLISHED : Tuesday, 27 February, 1996, 12:00am
UPDATED : Tuesday, 27 February, 1996, 12:00am

THE stock exchange has censured and fined Cham Pui $10,000 for trading as an unregistered dealer's representative for 11 months between 1993 and 1994.


Mr Cham was suspended from trading for five days by the Securities and Futures Commission in October last year for the offence.


He pleaded guilty in the South Kowloon Magistracy last March to summonses for dealing in securities without being registered as a dealer.


 

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