SFC suspends stockbroker
THE Securities and Futures Commission (SFC) has suspended a stockbroker for rat trading.
Tse Kin-chung, a dealer for Tai Po Securities, has been suspended for four months for participating in rat trading.
The SFC said his activities raised doubts about his fitness and properness as a registered representative under the Securities Ordinance.
Mr Tse no longer works for Tai Po.