SFC suspends stockbroker

PUBLISHED : Saturday, 19 November, 1994, 12:00am
UPDATED : Saturday, 19 November, 1994, 12:00am

THE Securities and Futures Commission (SFC) has suspended a stockbroker for rat trading.


Tse Kin-chung, a dealer for Tai Po Securities, has been suspended for four months for participating in rat trading.


The SFC said his activities raised doubts about his fitness and properness as a registered representative under the Securities Ordinance.


Mr Tse no longer works for Tai Po.


 

Promotions

 
 
 

You may also like