• Wed
  • Jul 23, 2014
  • Updated: 6:51pm

SFC suspends stockbroker

PUBLISHED : Saturday, 19 November, 1994, 12:00am
UPDATED : Saturday, 19 November, 1994, 12:00am

THE Securities and Futures Commission (SFC) has suspended a stockbroker for rat trading.

Tse Kin-chung, a dealer for Tai Po Securities, has been suspended for four months for participating in rat trading.

The SFC said his activities raised doubts about his fitness and properness as a registered representative under the Securities Ordinance.

Mr Tse no longer works for Tai Po.


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