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  • October 2, 2014
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  1. SFC to consult market in review of 'professional investor' definition

    Posted Jul 08th 2008, 12:00am by Enoch Yiu

    ... Enoch Yiu The Securities and Futures Commission will consult the market this year on a review of the HK$8 million threshold that defines a professional investor, according to chief executive Martin Wheatley. The Securities and Futures Ordinance defines 'professional investors' as those with a portfolio worth more than HK$8 million and at least two years of investment ...

  2. Ex-directors deny consultancy fraud

    Posted Sep 30th 2008, 12:00am by Staff Reporter

    ... consultancy contracts. Former chairman Hau Tung-ying, 53, and former executive director Li Bin, 39, jointly pleaded not guilty in the District Court yesterday to one count of conspiracy to defraud ... of the contractors. One of the cheques, for HK$1.5 million, was allegedly used to repay a debt by Hau to a third party, it said. The consultancy contracts made with Bioroad Developments and Headwise ...

  3. HKEx to consult market on tick rule

    Posted Aug 01st 2008, 12:00am by Enoch Yiu

    ... Enoch Yiu Hong Kong Exchanges and Clearing will consult the market this quarter on technical details about how to relax the short-selling tick rule, according to chief executive Paul Chow ... and the stock exchange in November said it wanted to relax the rule. But the market slump delayed the plan. HKEx also will issue another consultation paper this quarter to study how to improve ...

  4. Shady practice harms interests of investors, damages city's image as a financial centre

    Posted Jul 26th 2009, 12:00am by Staff Reporter

    ... Daniel Sin 'Insider dealing' means the trading of a listed company's stock or other securities by a person who takes advantage of price-sensitive information about the company which is not available publicly. In its simplest form, it occurs ...

  5. Brokerage is looking for financial staff

    Posted Oct 08th 2005, 12:00am by Elizabeth Horscroft, Vicki Williams

    ... Vicki Williams and Elizabeth Horscroft Altruist, a premier financial broker in Hong Kong is seeking financial consultants and accounts managers to provide one-stop financial planning ... to be professional consultants with all the product knowledge, technical skills, selling techniques, interpersonal and communications skills needed. They will also be backed by a strong team of staff ...

  6. Consultants ease the taxing issue of wealth

    Posted Mar 24th 2007, 12:00am by Elizabeth Horscroft

    ... Elizabeth Horscroft Whether they have US$10million or US$5billion, wealthy people are all concerned about the location of their investments, from a tax and legal perspective, and how best to protect, enhance and structure assets to eventually pass on to their beneficiaries. These are challenges that a global wealth structuring consultant with Citigroup Private Bank will tackle ...

  7. Finance chief launches GST consultation

    Posted Jul 18th 2006, 12:00am by Staff Reporter

    ... and bring in more revenue. Announcing a nine-month consultation on the proposals, Financial Secretary Henry Tang Ying-yen said the government considered a GST the best way to broaden the tax ... not hurt the economy. Now was the time to explore the controversial issue.?I believe that this is the right time to introduce this document for consultation so that the public can engage ...

  8. Service provider seeks financial consultants

    Posted May 20th 2006, 12:00am by Elizabeth Horscroft

    ... and provide monetary solutions to meet those goals. Brandy Tsang, director of marketing and communications, said Altruist has 120 financial managers and consultants serving 50,000 customers. It also has 35 back-office personnel supporting consultants with financial analysis, IT services and client services. Account managers will be required to discuss clients' financial opportunities ...

  9. Damage control not enough, we must rebuild HK's image

    Posted Feb 23rd 2008, 12:00am by Shirley Yam

    ... with Shirley Yam So David Li Kwok-po has finally resigned from the Executive Council. The government may very well want this to be the end of the fiasco. Yet, it is not. Mr Li's resignation is no more than a loss-cutting act. To recoup the loss that ...

  10. Gatekeeper wanted by institute to polish image

    Posted Aug 11th 2007, 12:00am by Jolene Otremba

    ... Mr Hilliard said. 'Its regulatory function is one of the fundamental responsibilities of the institute that ultimately helps protect the image of Hong Kong as a leading financial ...




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