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Results 1 - 10 of 3390 for china banking regulatory commission

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  1. Closer scrutiny yields sharp fall in bank fraud

    Posted Aug 03rd 2007, 12:00am by Staff Reporter

    ... controls and more oversight by financial regulators and the central government. The China Banking Regulatory Commission yesterday said that mainland financial institutions reported 179 cases ... commercial banks, only the Agricultural Bank of China is still working on an initial public offering. Jing Ulrich, chairman of JP Morgan China equities, said exposing fraud had become routine ...

    http://www.scmp.com/article/602817/closer-scrutiny-yields-sharp-fall-bank-fraud
  2. Star fund manager found guilty of insider trading

    Posted Jun 10th 2011, 12:00am

    ... during his tenure at Everbright Pramerica Fund Management between 2006 and 2010. Xu moved to Lombarda in May last year before the China Securities Regulatory Commission launched a probe ... insider trading. The 37-year-old Xu, a former vice-president of Lombarda China Fund Management, has become the most senior manager in the mainland's asset management sector to be convicted ...

    http://www.scmp.com/article/970219/star-fund-manager-found-guilty-insider-trading
  3. Securities official held for allegedly taking bribes

    Posted Nov 17th 2004, 12:00am by Staff Reporter

    ... Staff Reporter A mid-ranking official at the China Securities Regulatory Commission has been arrested on corruption charges, a move which could lead to a more comprehensive probe ... and investment banks gave massive payments to public relations firms to lobby committee members. Commission officials declined to comment yesterday. ...

    http://www.scmp.com/article/478478/securities-official-held-allegedly-taking-bribes
  4. Month of scandals that tarnished banks' image

    Posted Apr 03rd 2005, 12:00am by Staff Reporter

    ... since 1949. It is also revealed the head of the bank's international branch embezzled funds worth more than US$8 million. March 25: China Banking Regulatory Commission reveals a major fraud ... Shi Ting March 13: Construction Bank of China chairman Zhang Enzhao resigns and is placed under investigation following claims of a multimillion US dollar bribery scandal. Zhang also faces ...

    http://www.scmp.com/article/495249/month-scandals-tarnished-banks-image
  5. Billionaire tycoon, 26, charged with illegal fund-raising, fraud

    Posted Jul 14th 2007, 12:00am by Staff Reporter

    ... that it was difficult for her to obtain loans from banks because they were suspicious of her wealth. Wu is expected to stand trial in September charged with illegally soliciting up to 900 million yuan from ...

    http://www.scmp.com/article/600469/billionaire-tycoon-26-charged-illegal-fund-raising-fraud
  6. Regulator tightens trust controls

    Posted Dec 23rd 2004, 12:00am by Staff Reporter

    ... seek approval from the China Banking Regulatory Commission before marketing new trust schemes. A formal report should be submitted to the CBRC within five days of the marketing campaign's ... firm must be handed over to a commercial bank or an unconnected trust company. China's rapidly growing trust sector has seen no shortage of scandals, leading to a regulatory crackdown ...

    http://www.scmp.com/article/483084/regulator-tightens-trust-controls
  7. Regulator mulls fine for Kelon auditor

    Posted Apr 08th 2006, 12:00am by Mark O'Neill

    ... Mark O'Neill in Shanghai In a case with wide-ranging ramifications for the accounting profession, the China Securities Regulatory Commission (CSRC) yesterday met to decide whether ... stock was trading at around 2.7 yuan. The case is the first lawsuit for negligence under China's new securities law, which went into effect in January in an effort to improve protection ...

    http://www.scmp.com/article/543952/regulator-mulls-fine-kelon-auditor
  8. News - Hong Kong

    Proposal by Law Reform Commission a step towards class-action cases

    Posted Sep 18th 2012, 12:00am by Adrian Wan

    ... Association of Banks, the Cheung Kong conglomerate, and the Hong Kong General Chamber of Commerce. Some of the opponents chose not to be identified. Despite the hopes raised by the commission ... Adrian Wan adrian.wan@scmp.com Proposal by Law Reform Commission is step towards Hong Kong seeing class-action civil cases, empowering consumers against corporate giants Strength ...

    http://www.scmp.com/news/hong-kong/article/1039330/proposal-law-reform-commission-step-towards-class-action-cases
  9. Cleanup order on fund-raising scams

    Posted Jul 29th 2007, 12:00am by Ting Shi

    ... be reported to the joint taskforce recently appointed by the State Council to stamp out the practice. The taskforce, led by the China Banking Regulatory Commission and with representatives from 17 ... , the Ministry of Public Security, the Ministry of Finance, the Ministry of Commerce, the People's Bank of China and the securities and insurance watchdogs. In a recent illegal fund-raising case, ...

    http://www.scmp.com/article/602193/cleanup-order-fund-raising-scams
  10. HKMA investigating IPO bank sponsors

    Posted Apr 19th 2011, 12:00am

    ... as they are outside its regulatory ambit. They are instead supervised by the banking regulator. The HKMA said it had completed most of the assessments and a few that were under way were expected ... the five bank sponsors. Under the microscope The number of IPO sponsors the Securities and Futures Commission assessed last month: 17 ...

    http://www.scmp.com/article/965510/hkma-investigating-ipo-bank-sponsors

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