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Results 1 - 10 of 18551 for china securities regulatory commission

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  1. Ping An gets regulatory approval for its listing

    Posted May 14th 2004, 12:00am by Christine Chan

    ... Christine Chan Ping An Insurance, China's second-largest life insurer, is a step closer to its planned US$1.5 billion overseas listing after the securities watchdog approved its initial public offering, according to sources. China Securities Regulatory Commission approval is a prerequisite for all mainland companies seeking offshore listings. Ping An was expected to move ...

    http://www.scmp.com/article/455596/ping-gets-regulatory-approval-its-listing
  2. Securities official held for allegedly taking bribes

    Posted Nov 17th 2004, 12:00am by Staff Reporter

    ... Staff Reporter A mid-ranking official at the China Securities Regulatory Commission has been arrested on corruption charges, a move which could lead to a more comprehensive probe into stock market listing approvals. Wang Xiaoshi, a deputy division director in the commission's Department of Public Offering Supervision, was arrested earlier this month for taking bribes, ...

    http://www.scmp.com/article/478478/securities-official-held-allegedly-taking-bribes
  3. Broker leaves firms in 1.4b yuan bind

    Posted Jan 07th 2004, 12:00am by Staff Reporter

    ... shareholder concerns as far back as last year about the brokerage's operations failed to draw a response from the Shenzhen municipal government. The China Securities Regulatory Commission (CSRC) ... stake in the brokerage. In a revelation showing the gravity of regulatory concern months before last week's official action, several China Southern Securities shareholders said regulatory ...

    http://www.scmp.com/article/440248/broker-leaves-firms-14b-yuan-bind
  4. Revised securities law is scheduled to come under NPC scrutiny

    Posted Jan 17th 2004, 12:00am by Staff Reporter

    ... chairman of the China Securities Regulatory Commission (CSRC) and now a member of the NPC Financial and Economic Committee to revise the securities law. The group began meeting in July last year ... Commission, the People's Bank of China, the CSRC and the China Banking Regulatory Commission. But the draft was delayed due to the difficulties of resolving conflicts between two sets of laws ...

    http://www.scmp.com/article/441517/revised-securities-law-scheduled-come-under-npc-scrutiny
  5. SFC decides on regulatory role today

    Posted Jan 19th 2004, 12:00am by Enoch Yiu

    ... Enoch Yiu Exchange wants to retain dual filling system while commission gives few clues away The Securities and Futures Commission board meeting today is going to make a crucial decision ... for how to change the regulatory system with the aim of improving the quality of new listings. Eight of 11 professional bodies polled by the South China Morning Post last week said they were ...

    http://www.scmp.com/article/441755/sfc-decides-regulatory-role-today
  6. CSRC fills vacant vice-chairman post

    Posted Aug 21st 2004, 12:00am by Staff Reporter

    ... Staff Reporters The China Securities Regulatory Commission (CSRC) has promoted former Shenzhen Stock Exchange chief Gui Minjie to vice-chairman amid reports that another vice-chairman, ... a crackdown on the scandal-ridden securities industry. Mr Gui had served as the head of CSRC's legal department before heading the Shenzhen market. Since news emerged last month that Hong ...

    http://www.scmp.com/article/467364/csrc-fills-vacant-vice-chairman-post
  7. Regulators allow parents to repay their debts

    Posted Jul 29th 2004, 12:00am by Elaine Chan

    ... chalked up since 1999. 'This plan solves the long-term headache of the parent using a listed company's funds,' said Qi Shen, an official from the company's securities department. 'It also solves the company's bad asset problem.' Mr Qi said Hunan TV had received support from the China Securities Regulatory Commission (CSRC) and the State-owned Assets ...

    http://www.scmp.com/article/464671/regulators-allow-parents-repay-their-debts
  8. CSRC seeks market views on the sell-off of state shares

    Posted Jan 14th 2004, 12:00am by Staff Reporter

    ... the controversial mandatory sell-down of state shares in 2001, the sources said. There were early indications the China Securities Regulatory Commission (CSRC) would select at least three listed firms- out ... Bei Hu Players are in favour of a case-by-case approach and more flexible pricing The mainland securities watchdog has consulted brokerages and dozens of listed companies on plans to float ...

    http://www.scmp.com/article/441247/csrc-seeks-market-views-sell-state-shares
  9. Brokerages receive new collateral option

    Posted Nov 05th 2004, 12:00am by Staff Reporter

    ... Banking Regulatory Commission and the China Securities Regulatory Commission. A 2000 rule, replaced by the new regulation, limited the types of securities brokerages could use to back loans ... another regulatory change to widen funding avenues for China's ailing brokerage industry, which has been foundering under a sustained bear market since mid-2001. Brokerages will now be able ...

    http://www.scmp.com/article/476937/brokerages-receive-new-collateral-option
  10. China social security fund to get nod for HK foray

    Posted Feb 18th 2004, 12:00am by Staff Reporter

    ... the Ministry of Finance, the State Administration of Foreign Exchange, the China Securities Regulatory Commission and the People's Bank of China. It has about 120 billion yuan under management. ... Kelvin Wong China's National Social Security Fund will be given the go-ahead to invest in Hong Kong, Secretary of Financial Services and the Treasury Frederick Ma Si-hang said ...

    http://www.scmp.com/article/444919/china-social-security-fund-get-nod-hk-foray

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