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  1. IPO pace curbed before Agricultural Bank flotation

    Posted Jun 30th 2010, 12:00am by Staff Reporter

    ... of China. This month, the China Securities Regulatory Commission has cleared 23 companies- including four small firms taking subscriptions today- to raise a combined 21 billion yuan (HK$24 billion) ... Bank's imminent offering,' said Bohai Securities analyst Zhou Xi. 'The market is now mired in bearish sentiment, so it is actually not a good time for IPOs.' Calls ...

  2. HK's transparent regulatory system getting murkier

    Posted Dec 18th 2010, 12:00am by Shirley Yam

    ... on possible audit firm misconduct... the FRC may seek assistance from the ministry and China Securities Regulatory Commission to investigate the matters and advise the Hong Kong regulators ... is to investigate any wrongdoing in audited reports of companies listed in Hong Kong, said nothing. The Securities and Futures Commission, whose job is to ensure a fair market, said nothing. ...

  3. Court rejects minibonds investor's request to force regulatory action

    Posted May 01st 2010, 12:00am by Joyce Man

    ... HK$40,000-worth of minibonds from Bank of China, had filed an application at the Court of First Instance for a judicial review of a decision by the Securities and Futures Commission to discontinue its ... and said there was evidence that the SFC had completed its investigations regarding the Bank of China before the agreement was made. The judge said Shek's case did not have a realistic ...

  4. Regulatory nod for NetEase offer defuses turf war

    Posted Feb 16th 2010, 12:00am by Staff Reporter

    ... Bien Perez For millions of internet gamers in China, the Year of the Tiger started with a roar of approval after the latest edition of the popular World of Warcraft series was finally ... Tencent Holdings and Shanda Interactive Entertainment. The report, however, noted that 'the benefits of regulatory clarity' far outweigh increased competition in the sector. Michael ...

  5. Official's plunge may hurt stock watchdog

    Posted Nov 06th 2010, 12:00am by Staff Reporter

    ... Daniel Ren The suicide of a China Securities Regulatory Commission official last weekend, only revealed by a mainland news website yesterday, is likely to trigger a new round of suspicions surrounding the controversial stock market watchdog. Tang Hongwu, a division chief with the commission's market supervision department, killed himself by jumping off a building in Beijing, ...

  6. Margin trading bids reviewed

    Posted Mar 05th 2010, 12:00am by Staff Reporter

    ... trading and short selling to expand their revenue sources. The Securities Association of China, a non-profit organisation under the China Securities Regulatory Commission, began hearing proposals ... selling allows investors to borrow shares from brokerages to sell. China's biggest securities firms including Citic, Haitong, Shenyin Wanguo Securities and Guotai Junan Securities are among ...

  7. Audit watchdog seeks regulatory powers

    Posted Apr 14th 2010, 12:00am by Amanda Lee

    ... the Securities and Futures Commission, Hong Kong Exchanges and Clearing and the Companies Registry, carries out investigations, but it has no disciplinary power. By comparison, the HKICPA, ... with the Hontex International Holdings' initial public share offering scandal. 'We have spoken to the Securities and Futures Commission about this. But we have not investigated it,' she ...

  8. Impact of the financial crisis leads to regulatory changes

    Posted Mar 02nd 2010, 12:00am by Staff Reporter

    ... gives us his views on the impact the financial crisis has had on derivatives and other financial products. In the wake of the credit crisis the Security and Futures Commission (SFC) has implemented regulatory changes regarding financial products. What are the main changes and what effects are they intended to have? The regulatory changes in Hong Kong have not been related ...

  9. Zijin Mining probed over disclosure breach

    Posted Mar 30th 2010, 12:00am by Toh Han Shih

    ... Toh Han Shih Zijin Mining Group, China's largest gold miner and third-largest copper producer, is being investigated by the China Securities Regulatory Commission in relation to 'the violation of law and regulations of information disclosure'. The company would 'closely co-operate' with the Fujian branch of the regulator and 'strictly perform' ...

  10. Six securities firms start margin-lending, short-selling trial

    Posted Apr 02nd 2010, 12:00am by Staff Reporter

    ... policies this year. The China Securities Regulatory Commission was expected to launch margin lending and short selling in late 2008, but the State Council put the plan on hold amid concerns ... Daniel Ren in Shanghai China cautiously launched margin lending and short selling on Wednesday, allowing just six securities firms with commitments of 45 billion yuan (HK$51 billion) ...




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