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  • September 23, 2014
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Results 1 - 10 of 204311 for china securities regulatory commission

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  1. Business - Money

    Fallen Centaur fund linked to regulatory executive

    Posted Aug 11th 2014, 03:56am by Benjamin Robertson

    ... Benjamin Robertson benjamin.robertson@scmp.com Fallen Centaur linked to insurance executive An unlicensed investment fund under investigation by the Securities and Futures Commission ... not reply to questions from the South China Morning Post on whether or not his firms were permitted to sell funds in Hong Kong. The SFC declined to comment. An unknown number of Hong Kong residents ...

    http://www.scmp.com/business/money/markets-investing/article/1570892/fallen-centaur-fund-linked-regulatory-executive
  2. Business - Companies

    Bank of China loses chairman, gains regulatory ally

    Posted Mar 18th 2013, 05:45pm by Doug Young

    ... of China's securities regulator, the China Securities Regulatory Commission or CSRC.  To be fair, I should point out that top industry executives in the west sometimes also go on to work at major ... Doug Young The naming of Bank of China's chairman as the nation's new top securities regulator could benefit Bank of China, and illustrates the close ties between Beijing ...

    http://www.scmp.com/business/companies/article/1193739/bank-china-loses-chairman-gains-regulatory-ally
  3. Business - Money

    CSRC in internet share sales warning

    Posted May 27th 2013, 12:00am by Toh Han Shih

    ... Toh Han Shih hanshih.toh@scmp.com CSRC in internet share sales warning Follow @scmpmoney A crackdown on the unauthorised selling of shares online has been launched by the China Securities Regulatory Commission (CSRC), Xinhua reports. Several companies are selling shares without authorisation through the popular mainland retail website Taobao, the CSRC has announced. "As the first ...

    http://www.scmp.com/business/money/markets-investing/article/1246931/csrc-internet-share-sales-warning
  4. Comment - Insight & Opinion

    How they see it

    Posted Jun 16th 2013, 12:00am by The Guardian, CHINA DAILY, WASHINGTON POST

    ... the privacy US citizens are sacrificing in the name of security. On the last score, he has succeeded … The slides he released put the meat of real-world detail on the dry bones of the anti-terrorism statutes Congress has passed. … If there is a scandal, it is that a government contractor of Snowden's stature had access to highly classified material. Washington   3. China Daily While US ...

    http://www.scmp.com/comment/insight-opinion/article/1261772/how-they-see-it
  5. Business - Banking & Finance - LISTINGS

    China Galaxy Securities closer to 8b yuan IPO

    Posted Sep 02nd 2014, 12:19pm by Daniel Ren

    ... market this year if it were to receive the go-ahead from the China Securities Regulatory Commission before the end of the year. The regulator gave the top priority to securities firms’ ... Daniel Ren in Shanghai ren.wei@scmp.com China Galaxy Securities, one of the country’s largest brokerage, edged closer to an A-share initial public offering (IPO) that will likely raise ...

    http://www.scmp.com/business/banking-finance/article/1583552/china-galaxy-securities-closer-8b-yuan-ipo
  6. Business - Banking & Finance

    China punishes two brokerages in IPO fraud crackdown

    Posted Jun 01st 2013, 02:05pm by Reuters

    ... Reuters in Beijing China’s securities watchdog has punished two brokerages for violating rules in helping fraudulent firms to list shares, underlining Beijing’s determination to bring credibility to a stock market some have likened to a casino. The China Securities Regulatory Commission will fine Minsheng Securities 2 million yuan (HK$2.5 million) for failed due diligence in Shanxi ...

    http://www.scmp.com/business/banking-finance/article/1251319/china-punishes-two-brokerages-ipo-fraud-crackdown
  7. Business - Money - TRADING

    Legislators fear regulatory woes in cross-border stock scheme

    Posted May 15th 2014, 01:43am by Enoch Yiu

    ... or both markets on a timely basis," Chan said. He said the China Securities Regulatory Commission and the SFC would upgrade their agreement to strengthen their cooperation in terms ... shareholder protection under the through train scheme since the Securities and Futures Commission could not cross the border to enforce trading rules. In a written reply, Secretary for Financial ...

    http://www.scmp.com/business/money/markets-investing/article/1512329/legislators-fear-regulatory-woes-cross-border-stock
  8. Business - Money - COURTS

    Lawsuit against China Everbright Securities may tarnish through train stock scheme

    Posted Aug 11th 2014, 03:56am by Daniel Ren

    ... Daniel Ren in Shanghai ren.wei@scmp.com Everbright lawsuit may tarnish stock scheme A class-action lawsuit stemming from a chaotic trading error by China Everbright Securities in August last year has put the China Securities Regulatory Commission on the dock just two months before the Shanghai-Hong Kong stock trading scheme launches in October. A class-action lawsuit was filed ...

    http://www.scmp.com/business/money/markets-investing/article/1570889/lawsuit-against-china-everbright-securities-may
  9. Business - Money - LISTINGS

    Alibaba expected to receive US approval for IPO despite federal commission warnings

    Posted Jul 12th 2014, 12:52am by BLOOM

    ... international communications and government relations. The Securities and Exchange Commission- the principal regulatory hurdle Alibaba must clear before raising perhaps US$20 billion- has shown no sign ... a member of the US-China Security Review Commission that last month released the report critical of Alibaba's proposal, said the market's enthusiasm reminds him of the 1990s internet ...

    http://www.scmp.com/business/money/markets-investing/article/1552350/alibaba-expected-receive-us-approval-ipo-despite
  10. Former CSRC official's relative investigated

    Posted Jun 09th 2009, 12:00am by Staff Reporter

    ... Daniel Ren in Shanghai Xiao Yinan, the brother-in-law of Fan Fuchun, a former vice-chairman of the China Securities Regulatory Commission, is being investigated by mainland authorities ... a former chief executive of China Galaxy Securities, and Lei Bo, Sinolink Securities chairman, after they were found to have played a role in the Wang scandal. Market sources said Mr Wang and other ...

    http://www.scmp.com/article/683143/former-csrc-officials-relative-investigated

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