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Results 1 - 10 of 27406 for china securities regulatory commission

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  1. CCB secures regulatory approval for financial leasing venture

    Posted Sep 07th 2007, 12:00am by Staff Reporter

    ... for the country's fast-growing banking industry. Meanwhile, the China Securities Regulatory Commission will review CCB's planned A-share offering in the mainland market today. The lender plans to issue ... Maria Chan China Construction Bank Corp said yesterday it had received approval from the China Banking Regulatory Commission to set up a financial leasing joint venture with Bank ...

    http://www.scmp.com/article/606964/ccb-secures-regulatory-approval-financial-leasing-venture
  2. Underwriters to face regulatory quiz on mainland

    Posted May 09th 2011, 12:00am

    ... are approved. The extra surveillance by the China Securities Regulatory Commission comes amid growing unease over false claims in the prospectuses of a number of newly listed companies. ... approvals since last year as hundreds of cash-hungry firms lined up to raise capital to fund expansions. China was the world's largest market for flotations last year with a record 349 ...

    http://www.scmp.com/article/967278/underwriters-face-regulatory-quiz-mainland
  3. Cross-border regulatory pact gets guarded welcome

    Posted Apr 03rd 2007, 12:00am by Enoch Yiu

    ... offenders fled to the mainland, they said. Under the latest arrangements, the Securities and Futures Commission may request help from the China Securities Regulatory Commission, which in turn may seek a court order in obtaining information in the mainland for its investigations. A source told the South China Morning Post it meant that the CSRC would not reject the SFC's requests. ...

    http://www.scmp.com/article/587676/cross-border-regulatory-pact-gets-guarded-welcome
  4. Everbright Securities to buy Shanghai Narada

    Posted Aug 03rd 2006, 12:00am by Staff Reporter

    ... signed the agreement with Everbright Securities on July 28, although the terms were still subject to approval by the China Securities Regulatory Commission, said a manager with Shanghai Narada ... securities firms have secured the top-level qualification from the regulator for the right to buy into the 183 futures brokerages in China. The regulator stopped approving new futures firms in 1998. ...

    http://www.scmp.com/article/558899/everbright-securities-buy-shanghai-narada
  5. Yunnan Securities ordered to close

    Posted Jan 06th 2005, 12:00am by Mark O'Neill

    ... Times said the China Securities Regulatory Commission had ordered the closure of Yunnan Securities, based in Kunming, and its eventual takeover by a rival firm. 'The CSRC is disqualifying ... including two major ones, Southern Securities and China Securities. In late October, it ordered the takeover of Minfa Securities, burdened by billions of yuan of debt, after street demonstrations ...

    http://www.scmp.com/article/484454/yunnan-securities-ordered-close
  6. Regulatory super-agency proposal goes to State Council

    Posted Aug 14th 2006, 12:00am by Jamil Anderlini

    ... formation and oversight among the country's fiercely territorial financial regulatory departments. An inter-agency group- comprising senior officials from the China Securities Regulatory Commission (CSRC), the China Banking Regulatory Commission, the People's Bank of China (PBOC), the Ministry of Finance (MOF), the China Insurance Regulatory Commission and the powerful National ...

    http://www.scmp.com/article/560213/regulatory-super-agency-proposal-goes-state-council
  7. PetroChina debacle likely to prompt big regulatory changes

    Posted Jan 07th 2008, 12:00am by Wang Xiangwei

    ... changes to the regulatory regime, including to the share pricing and trading mechanism. It could also impact on the leadership reshuffle at the China Securities Regulatory Commission in the coming ... The controversy surrounding PetroChina's initial public offering on the mainland has shown little sign of abating since its trading debut in November. It has sparked heated debates ...

    http://www.scmp.com/article/621983/petrochina-debacle-likely-prompt-big-regulatory-changes
  8. Business - Banking & Finance - EQUITIES

    China to begin tests on expanded short selling system

    Posted Nov 15th 2012, 12:00am by Daniel Ren

    ... likely to exacerbate the bearish sentiment on markets. The China Securities Regulatory Commission (CSRC) has yet to set a clear timeframe for the system's launch, but sources close ... Daniel Ren in Shanghai ren.wei@scmp.com Securities regulator to start testing new system for short selling, and could launch it before the end of this year, despite fears of social unrest ...

    http://www.scmp.com/business/banking-finance/article/1082568/china-begin-tests-expanded-short-selling-system
  9. Ping An gets regulatory approval for its listing

    Posted May 14th 2004, 12:00am by Christine Chan

    ... Christine Chan Ping An Insurance, China's second-largest life insurer, is a step closer to its planned US$1.5 billion overseas listing after the securities watchdog approved its initial public offering, according to sources. China Securities Regulatory Commission approval is a prerequisite for all mainland companies seeking offshore listings. Ping An was expected to move ...

    http://www.scmp.com/article/455596/ping-gets-regulatory-approval-its-listing
  10. Securities official held for allegedly taking bribes

    Posted Nov 17th 2004, 12:00am by Staff Reporter

    ... Staff Reporter A mid-ranking official at the China Securities Regulatory Commission has been arrested on corruption charges, a move which could lead to a more comprehensive probe into stock market listing approvals. Wang Xiaoshi, a deputy division director in the commission's Department of Public Offering Supervision, was arrested earlier this month for taking bribes, ...

    http://www.scmp.com/article/478478/securities-official-held-allegedly-taking-bribes

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