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  • September 23, 2014
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  1. Shenzhen exchange says accounts used to manipulate trading

    Posted Aug 11th 2009, 12:00am by Staff Reporter

    ... in a notice on its website yesterday that it had reported the finding to the China Securities Regulatory Commission and requested an investigation by the regulator. The exchange said the owners ...

  2. Watchdog calls for greater IPO access

    Posted Jun 02nd 2012, 12:00am

    ... Lulu Chen lulu.chen@scmp.com China Securities Regulatory Commission (CSRC) is looking to let smaller stock exchanges shoulder more listing responsibilities so more companies can get a foot ... system, which has taken a relative back seat in reform compared to other new policies. Unlike stock markets in the US or Hong Kong that use a registration method for listings, those in China ...

  3. In Brief

    Posted Jul 15th 2006, 12:00am by Staff Reporter

    ... China Southern Securities bankruptcy approved The Shenzhen City Middle People's Court has approved a bankruptcy application for China Southern Securities, 21/2 years after the failed brokerage was placed under the custody of the China Securities Regulatory Commission with debts of 20 billion yuan following the embezzlement of retail clients' deposits. Creditors have 90 days ...

  4. Share reform enters final stretch

    Posted Jan 03rd 2007, 12:00am by Jamil Anderlini

    ... Jamil Anderlini in Beijing Only about 40 mainland firms yet to undergo changes that have revived markets The China Securities Regulatory Commission (CSRC) approved non-tradable share ... companies representing almost 98 per cent of the combined market capitalisation. In August last year, senior regulatory officials said there could be as many as 80 to 100 companies yet to start ...

  5. 100 firms apply to list on Shenzhen's second board

    Posted Jul 27th 2009, 12:00am by Carol Chan

    ... Carol Chan More than 100 companies submitted applications yesterday to float shares on the long-awaited Nasdaq-style second board in Shenzhen. The China Securities Regulatory Commission ... the chief of Guosen Securities' investment banking department, said 11 companies under his firm's sponsorship were among the first to sign up. 'Enthusiasm from cash-strapped small ...

  6. Ex-bosses of shut broker arrested for stock fiddle

    Posted Mar 08th 2006, 12:00am by Jamil Anderlini

    .... The arrests were the first criminal proceedings brought against top management at the distressed broker, which was shut in 2004 as part of an industry clean-up by the China Securities Regulatory ... after their arrests, according to a report in the magazine Caijing. 'According to China's criminal and newly published securities law, the most serious penalty they are facing is five ...

  7. State getting ready to rescue China Southern Securities

    Posted Jan 06th 2004, 12:00am by Staff Reporter

    ... Securities in an expensive and unprecedented rescue effort, according to sources close to the country's fifth-largest brokerage. The China Securities Regulatory Commission (CSRC) ... its highest close since May 30 last year- and the share price of Shanghai-listed Shanghai Automotive, one of China Southern Securities' largest shareholders, surged beyond its daily limit ...

  8. Fund-raising resumption, overseas rally boost sentiment

    Posted May 09th 2006, 12:00am by Mark O'Neill

    ... markets, especially Hong Kong and the United States, during the holidays and confidence that the market was strong enough to absorb new issues. On Sunday, the China Securities Regulatory Commission ... July at the earliest, with Air China and Aluminum Corp of China among the favourites. On Saturday, the commission said that as of April 24, 868 of the 1,344 listed companies in Shanghai ...

  9. China nears set-up of derivatives exchange

    Posted Jun 30th 2006, 12:00am by Jamil Anderlini

    ... in the mid-1990s. The China Securities Regulatory Commission is expected shortly to revise the company and securities laws to slap strict criminal penalties on parent firms that illegally extract funds from ... very soon but the actual products will take a lot longer to prepare,' one senior government source said. The pending launch of financial derivatives trading comes as the securities ...

  10. 35 billion yuan rights issue set to go ahead

    Posted Oct 21st 2011, 12:00am

    ... approval from the China Securities Regulatory Commission. China Banking Regulatory Commission approved the bank's rights issue plan on Monday. The bank said in July that it wished to raise ... Lulu Chen Lulu.Chen@scmp.com China Merchants Bank, the country's sixth-largest lender by market capitalisation, is pushing forward a share offering in the mainland and Hong Kong ...




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