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Results 31 - 40 of 200441 for china securities regulatory commission

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  1. Cross-border regulatory pact gets guarded welcome

    Posted Apr 03rd 2007, 12:00am by Enoch Yiu

    ... offenders fled to the mainland, they said. Under the latest arrangements, the Securities and Futures Commission may request help from the China Securities Regulatory Commission, which in turn may seek a court order in obtaining information in the mainland for its investigations. A source told the South China Morning Post it meant that the CSRC would not reject the SFC's requests. ...

    http://www.scmp.com/article/587676/cross-border-regulatory-pact-gets-guarded-welcome
  2. Business - Banking & Finance - LISTINGS

    Chinese brokerage drops plans for Shanghai IPO in favour of Hong Kong

    Posted Mar 10th 2014, 11:46am by George Chen

    ... During the annual meeting of the National People's Congress in Beijing last week, Yao Gang, vice-chairman of the China Securities Regulatory Commission, said the industry watchdog might ... George Chen george.chen@scmp.com Central China Securities looks to raise up to US$400m from share offer in the city in first half after two years of planning for a mainland debut Broker ...

    http://www.scmp.com/business/banking-finance/article/1445129/chinese-brokerage-drops-plans-shanghai-ipo-favour-hong-kong
  3. Sinoma secures CSRC nod for 2.5b yuan bonds

    Posted Jul 28th 2009, 12:00am by Toh Han Shih

    ... Securities Regulatory Commission (CSRC) approval. Sinoma said the plan to list the seven-year corporate bonds on the Shanghai Stock Exchange was approved by the securities watchdog on July 23. ... main bond markets, one regulated by the CSRC, an interbank bond market regulated by the People's Bank of China and a third regulated by the National Development and Reform Commission ...

    http://www.scmp.com/article/688105/sinoma-secures-csrc-nod-25b-yuan-bonds
  4. Comment - Insight & Opinion

    China's new securities regulator must continue on path of market reform

    Posted Mar 28th 2013, 12:00am by Hu Shuli

    ... Hu Shuli Hu Shuli says Guo Shuqing's leaving must not mean a U-turn on efforts to build a healthier regulatory system, and the early signs are reassuring China's new securities regulator must continue on the path of market reform With his departure as chairman of the China Securities Regulatory Commission, Guo Shuqing became the agency's most short-lived chief. We ...

    http://www.scmp.com/comment/insight-opinion/article/1201147/chinas-new-securities-regulator-must-continue-path-market
  5. Business - Money - LISTINGS

    Dim hopes for firms seeking to go public

    Posted Jan 11th 2013, 12:00am by Ray Chan

    ... filed listing applications with the regulator, highlighting an unusually long waiting line, according to information obtained from the China Securities Regulatory Commission. Few expect ... an initial public offering would be very limited this year, particularly in mainland China and India. Buxton said investors had yet to find a way to cash out of their investments and pocket profits ...

    http://www.scmp.com/business/money/markets-investing/article/1125121/dim-hopes-firms-seeking-go-public
  6. Business - Banking & Finance - SECURITY

    Xi Jinping's security commission to also tackle financial industry

    Posted Jan 28th 2014, 04:30am by George Chen, Teddy Ng

    ... George Chen and Teddy Ng Fears speculative foreign capital could threaten domestic stability one reason for top-level division within new National Security Commission New panel to keep tabs on hot money Beijing will create a ministerial-level division dedicated to financial industry security within the new National Security Commission to be chaired by President Xi Jinping. ...

    http://www.scmp.com/business/banking-finance/article/1415346/xi-jinpings-security-commission-also-tackle-financial
  7. Everbright Securities to buy Shanghai Narada

    Posted Aug 03rd 2006, 12:00am by Staff Reporter

    ... signed the agreement with Everbright Securities on July 28, although the terms were still subject to approval by the China Securities Regulatory Commission, said a manager with Shanghai Narada ... securities firms have secured the top-level qualification from the regulator for the right to buy into the 183 futures brokerages in China. The regulator stopped approving new futures firms in 1998. ...

    http://www.scmp.com/article/558899/everbright-securities-buy-shanghai-narada
  8. Comment - Insight & Opinion

    Truth Commission needed to unearth facts of Tiananmen Square

    Posted Jun 02nd 2014, 08:14pm by C.K. Yeung

    ... C.K. Yeung C.K. Yeung says the people are entitled to know how many were killed, wounded or secretly jailed Time to set up a truth commission to unearth the facts of June 4, 1989 ... with history, having witnessed the pillage of rampaging foreign troops, the glorious May Fourth Movement and the founding of the People's Republic. Since 1949, security forces have suppressed many ...

    http://www.scmp.com/comment/article/1523912/truth-commission-needed-unearth-facts-tiananmen-square
  9. Yunnan Securities ordered to close

    Posted Jan 06th 2005, 12:00am by Mark O'Neill

    ... Times said the China Securities Regulatory Commission had ordered the closure of Yunnan Securities, based in Kunming, and its eventual takeover by a rival firm. 'The CSRC is disqualifying ... including two major ones, Southern Securities and China Securities. In late October, it ordered the takeover of Minfa Securities, burdened by billions of yuan of debt, after street demonstrations ...

    http://www.scmp.com/article/484454/yunnan-securities-ordered-close
  10. Business - Companies

    Securities and Futures Commission actions increase but fines get smaller

    Posted Jan 21st 2014, 03:50pm by Enoch Yiu

    ... The average fine levied on individuals dropped 42 per cent to HK$126,000. The findings come five months after the Department of Justice called for the Securities and Futures Commission to be stripped ... of enforcements was conducted by law firm Freshfields Bruckhaus Deringer, whose China chairman and partner, Teresa Ko Yuk-yin, is a non-executive director of the SFC. The lawmaker for brokers, Christopher ...

    http://www.scmp.com/business/companies/article/1410338/securities-and-futures-commission-actions-increase-fines-get

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