• Friday
  • August 1, 2014
  • Last updated: 10:54am
Hong Kong




Refine Your Search

Sort by

Related Keywords

Search Results

Results 1 - 10 of 71 for code of conduct

Related topics matching your search

Search results

  1. Business - Banking & Finance - REGULATION

    Lloyds fined £218m by US and UK regulators over Libor manipulation

    Posted Jul 29th 2014, 01:26am by BLOOM

    ... and £105 million to Britain's Financial Conduct Authority (FCA), according to a statement yesterday. Lloyds has also paid a further £7.8 million in compensation to the Bank of England after ... according to a BOE statement. "Such manipulation is highly reprehensible, clearly unlawful and may amount to criminal conduct on the part of the individuals involved," Mark Carney, ...

  2. Business - Companies - REGULATION

    Former Hong Kong hospital chief Anthony Wu barred and fined for misconduct

    Posted Jul 24th 2014, 01:06am by Howard Winn

    ... Wu's conduct, the disciplinary committee said he was "the architect of his considerable fall from grace". Commenting on the sanctions, Wu said: "The guidelines, measures ...

  3. Business - Banking & Finance - REGULATION

    HKMA chief defends strict banking rules

    Posted Jul 22nd 2014, 12:29am by DON WEILAND

    ... crisis, HKMA established two oversight arms to manage the so-called supermarket. The departments deal directly with bank customers and bank conduct in market activity. "The key issue here ...

  4. Business - Money - REGULATION

    CSRC goes digital to track rat traders

    Posted Jul 14th 2014, 03:09am by Daniel Ren

    ... managers admitted in private that they conducted rat trading to rake in extra income. But a weak team of investigators and the lack of a proper mechanism for investigating such behaviour made ...

  5. Business - Money - REGULATION

    China's securities regulator tightens delisting rules for poor performers

    Posted Jul 05th 2014, 01:51am by Reuters

    ... share trading for years to conduct so-called corporate restructuring to the detriment of investors. However, there have been signs regulators are reviving the process as Beijing steps up ...

  6. Business - China Business - REGULATION

    Audit uncovers shortcomings in management of SOEs

    Posted Jun 21st 2014, 12:53am by Eric Ng

    ... yuan in three overseas mining projects with firms in Australia, United States and Pakistan. The investments, made between 2003 and 2008, were done without conducting feasibility studies, ...

  7. Business - Money - REGULATION

    FSDC proposes specialised listing boards in wake of Alibaba IPO loss

    Posted Jun 19th 2014, 12:55am by Enoch Yiu

    ... and regulators should conduct an overall review on how to change our regulation and market structure to enhance Hong Kong's competitiveness to capture companies to have their IPOs here," said ...

  8. Business - Companies - REGULATION

    Money laundering law could extend to non-financial firms

    Posted May 28th 2014, 11:10am by Toh Han Shih

    ... of reports filed with the Joint Financial Intelligence Unit from some of these sectors, because they would be obliged by law to conduct client due diligence," Deane said. The ordinance, which ... Deacons, was largely due to the Law Society's Practice Direction P, introduced in 2009, which requires solicitors and registered foreign lawyers to conduct anti-money-laundering due diligence ...

  9. Property - Hong Kong & China - REGULATION

    Clean up buildings renovation sector, Hong Kong Institute of Surveyors says

    Posted May 28th 2014, 05:08am by Yvonne Liu

    ... effectively. Separately, the ICAC, which has received complaints of corruption in renovation work, said it had engaged an independent organisation to conduct a study into the feasibility of developing ...

  10. Business - Economy - REGULATION

    Cepa no help as Beijing set to ban city's accountants

    Posted May 26th 2014, 05:07am by Enoch Yiu

    ... Public Accountants qualification to work on the mainland as the examinations are conducted in simplified Chinese. This is why Cepa exempts Hong Kong accountants from four of the six exams needed ...




SCMP.com Account