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  1. CSRC tightens curbs on placements, rights issues

    Posted Jul 06th 2011, 12:00am

    ... Commission was not available for comment yesterday. Listed firms' refinancing deals are subject to the CSRC's approval. There are, however, no official rules governing the usage ... proceeds could top 400 billion yuan. The CSRC grappled with supervising the use of listing funds in the second half of last year, when firms on the Nasdaq-style ChiNext market failed to properly ...

    http://www.scmp.com/article/972649/csrc-tightens-curbs-placements-rights-issues
  2. CSRC looking at back-door flaws

    Posted Jun 28th 2011, 12:00am

    ... in Shanghai that the regulator was studying solutions to the problem, making him the first mainland official to publicly comment on the issue since the CSRC was criticised by its US counterpart ... firms trading on the New York Stock Exchange via so-called reverse mergers. The CSRC said the investigation could be a violation of China's sovereignty or national interest. About 150 ...

    http://www.scmp.com/node/972003
  3. CSRC may allow firms to decide on IPO timing

    Posted Jul 15th 2011, 12:00am

    ... rather than setting the time for the offerings for them. On the mainland, a listing applicant has to clear the CSRC's review procedure to become qualified for an A-share listing. ...

    http://www.scmp.com/article/973510/csrc-may-allow-firms-decide-ipo-timing
  4. CSRC speeds up vetting of IPOs to boost market

    Posted Apr 26th 2011, 12:00am

    ... managers said. Normally, it would take at least a year before an initial public offering could be approved. The CSRC could not be reached for comment yesterday. 'The process apparently became ... of the global total in the same period, according to fund consultancy Zero2IPO. The CSRC has the final say in companies' listing plans. The regulator has been using the approval process as a way ...

    http://www.scmp.com/article/966103/csrc-speeds-vetting-ipos-boost-market
  5. New securities anti-graft chief named

    Posted Oct 21st 2011, 12:00am

    ... anti-graft body, replacing Li Xiaoxue, who steps down because he has passed the retirement age. Li Xiaohong, 58, was named secretary of the CSRC's Discipline Inspection Committee, ... of Li Xiaohong is in line with speculation that CSRC chairman Shang Fulin, who is 60, will become chief of the mainland's banking regulator. 'It could be seen as a prelude to a major ...

    http://www.scmp.com/article/982509/new-securities-anti-graft-chief-named
  6. Brokers to test clients on futures products

    Posted Nov 22nd 2011, 12:00am

    ... trading accounts, in a move seen as a way of improving the overseeing of the commodity futures market. The China Securities Regulatory Commission's (CSRC) rule is the first since new chairman ... steps in regulating the market.' Guo, the former China Construction Bank chairman, replaced Shang Fulin to head the CSRC. Stock investors and futures traders say they hope he will further ...

    http://www.scmp.com/article/985609/brokers-test-clients-futures-products
  7. Massive stock scheme revealed

    Posted Dec 12th 2011, 12:00am

    ... profits of 426 million yuan (HK$520 million). The China Securities Regulatory Commission (CSRC) said last week that a company in Guangdong enlisted 30 securities analysts to plant phoney ... 2 billion yuan to finance its trades and influenced the value of 552 stocks. The CSRC referred the case to law enforcement in March 2010 and it remains under investigation. The crackdown followed ...

    http://www.scmp.com/article/987552/massive-stock-scheme-revealed
  8. Watchdog finally gets tough on 'rat traders'

    Posted Dec 05th 2011, 12:00am

    ... of relatives or friends- after a probe by the China Securities Regulatory Commission (CSRC). This saw Li labelled as the biggest rat trader caught to date, with allegations that he pocketed gains ... regulator, has stressed 'zero tolerance' of insider trading in his message to fund managers. Last week, the CSRC invited several state-owned news organisations to a presentation, where ...

    http://www.scmp.com/article/986894/watchdog-finally-gets-tough-rat-traders
  9. New profits cheat uncovered

    Posted Jul 09th 2011, 12:00am

    ... Hi-Tech Industrial, and that has sparked calls from investors for higher penalties for unethical corporate practices. According to the China Securities Regulatory Commission (CSRC ... of previous similar scandals on the mainland. In 2001, news of Guangxia (Yinchuan) Industry's falsified earnings triggered a four-year bear run in the mainland stock market. CSRC said Beihai ...

    http://www.scmp.com/article/972950/new-profits-cheat-uncovered
  10. Defence of mainland auditors misses point

    Posted Jan 03rd 2011, 12:00am by Tom Holland

    ... Kong's regulators, and take responsibility for disciplining inadequate mainland audits of Hong Kong-listed companies. But despite HKEx's insistence there is a problem, a big one. The CSRC ... Securities and Investments Commission declares it exists to 'assist and protect retail investors'. The CSRC has a different role. Like other mainland regulators its main job is to maintain ...

    http://www.scmp.com/article/734698/defence-mainland-auditors-misses-point

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