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  • July 23, 2014
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  1. CSRC to seek police aid on insider probes

    Posted Aug 27th 2010, 12:00am by Staff Reporter

    ... this menace.' The exchanges' initiative follows an investigation into Foshan Electrical and Lighting, which was suspended from trading as regulators launched a probe into its top managers. The CSRC ... on their own. In July, CSRC chairman Shang Fulin said insider trading was one of the main problems that endangered the growth of the country's stock market. The regulator has conducted 51 probes ...

  2. CSRC asks funds to detail status of foreign partners

    Posted Oct 09th 2008, 12:00am by Staff Reporter

    ... Daniel Ren in Shanghai Beijing has asked 31 joint-venture fund management companies to file in-depth reports on the financial condition of their foreign partners, a sign the government is worried about the toll the global credit crisis may be taking on th ...

  3. Partner's woes cloud fund venture

    Posted Sep 08th 2004, 12:00am by Staff Reporter

    ... a planned fund management joint venture of First State Investments (FSI), a unit of Commonwealth Bank of Australia, on the mainland. Last Friday, the China Securities Regulatory Commission (CSRC ... creditor claims. All payments would be frozen except for those to settle stock purchases. A Cinda team arrived at the Shenzhen brokerage on Sunday. The CSRC placed three other brokerages linked ...

  4. Taiwan firm cleared for China A shares

    Posted Aug 07th 2003, 12:00am by Mark O'Neill

    ... venture between King Air, owned by Taiwan businessman Chen Tianlin, and four mainland partners, received listing approval from the China Securities Regulatory Commission (CSRC) at the end of July. On March 31, the CSRC chose a little-known Japanese-invested joint venture, Ningpo Dongmu New Materials, to be the first foreign-invested company to list A shares in China. Analysts said that while ...

  5. Merrill eyes mainland securities

    Posted Dec 30th 2004, 12:00am by Staff Reporter

    ... firm is said to be interested in owning 33 per cent of a joint-venture securities company and has had preliminary discussions with the China Securities Regulatory Commission (CSRC) about ... with a combined market capitalisation of 3.9 trillion yuan, is heavily protected. In line with agreements to join the World Trade Organisation, the CSRC issued rules in 2002 permitting foreign companies ...

  6. CLSA venture gets go-ahead to deal in A shares

    Posted Jun 17th 2008, 12:00am by Nick Westra

    ... yesterday from the China Securities Regulatory Commission (CSRC). Shanghai-based China Euro Securities, a brokerage 33.3 per cent owned by CLSA and the balance by Hunan-based Fortune Securities, ... was the first Sino-foreign joint venture in which a Hong Kong-based group held 33.3 per cent to acquire a licence to handle the A-share broking business since December last year when the CSRC revised ...

  7. Business digest

    Posted Dec 23rd 2004, 12:00am by Staff Reporter

    ... will undergo its first state audit next year. The news came as a corruption probe at the China Securities Regulatory Commission (CSRC) has brought the integrity of the country's financial industry watchdogs into question. The National Audit Office's investigation into the CSRC was described as routine and, as with simultaneous audits of the CSRC and the China Insurance Regulatory ...

  8. China Euro investment bankers rebuked

    Posted Jan 12th 2005, 12:00am by Staff Reporter

    ... bank loans without proper prior consultation with the Shenzhen stock exchange, the China Securities Regulatory Commission (CSRC) said on Monday. The issue was not disclosed to the public until ... in prospectuses without prior regulatory approval. Two China Euro investment bankers received verbal warnings from the CSRC late last month for 'insufficient post-listing supervision' over ...

  9. Beijing slashes taxes on share trade

    Posted Jun 14th 2005, 12:00am by Jamil Anderlini

    ... remained sceptical. The Shenzhen and Shanghai stock exchanges are trading at near eight-year lows. The Ministry of Finance and the CSRC jointly announced that tax liabilities on shareholder ... involving the transfer of non-tradable state and legal-person shares to shareholders from listed companies, also effective immediately. Last week, the CSRC decreed that listed companies would ...

  10. Sponsor curbs for fresh issues seen as mixed blessing

    Posted Oct 07th 2003, 12:00am by Staff Reporter

    ... accountable for the issues they take to market has received mixed reviews from mainland investment banks. In a consultation paper released in June, the China Securities Regulatory Commission (CSRC ... of such an accountability system in China. The plan falls in line with the CSRC's recent regulatory initiatives to improve market quality and parallel similar developments in the rest of the world, including ...




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