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  • July 29, 2014
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  1. CSRC official advises SFC on China markets

    Posted May 17th 2007, 12:00am by Staff Reporter

    ... Maria Chan The Securities and Futures Commission has appointed a high-ranking mainland stock regulatory official who once supervised the fund industry, as its China affairs senior vice-president for at least one year. The SFC said Sun Jie, who has been wi ...

  2. Business - Banking & Finance - SECURITIES

    Beijing to ease rules over securities firms

    Posted Mar 14th 2013, 12:00am by Ray Chan

    ... to establish overseas units in an effort to ease competition in the domestic industry. The China Securities Regulatory Commission (CSRC) is also contemplating a trial to allow Hong Kong, Macau ... requirements to encourage more mainland securities companies to set up offshore units in Hong Kong," the Shanghai Securities News quoted CSRC official Ouyang Changqiong as saying. "Relevant ...

  3. Business - Money - LISTINGS

    Profits dampener for mainland IPOs

    Posted Jan 31st 2013, 12:00am by Daniel Ren

    ... Commission (CSRC) in early October to bolster investor confidence. While the CSRC did not give a date for the reopening of the listings market, it may be deterred from restarting the vetting of fresh ... The CSRC has pledged to safeguard the interest of investors by allowing only solid firms to list. A flood of listings in 2010 and 2011 dented the prices of existing stocks, and the mainland's ...

  4. Rules governing IPOs must be made clear

    Posted Apr 21st 2010, 12:00am by Wilson Lau

    ... are among the main issues to be addressed by the China Securities Regulatory Commission (CSRC) before the launch of the international board in the Shanghai Stock Exchange. CSRC is responsible for formulating rules and regulations governing initial public offerings (IPOs) in exchanges on the mainland. Accounting standards are the first areas to be studied by CSRC. Mainland companies use ...

  5. Mainland to aid SFC probes of wrongdoers

    Posted Apr 03rd 2007, 12:00am by Enoch Yiu

    ... is sought refuses to comply, the CSRC may seek court sanctions against that person,' the SFC said in a statement. The SFC will also be able to use its investigatory powers to help the CSRC ... to be suspended as the commission could do nothing without the help of the CSRC, which consistently rejected the local regulator's request to get information in the investigation,' the source ...

  6. Business - Banking & Finance - REGULATIONS

    Chinese broker lifts stake in asset firm

    Posted May 23rd 2013, 12:00am by Daniel Ren

    ... billion yuan. The CSRC recently waived the rule, allowing brokerages to directly enter mutual fund businesses, hoping to offer investors more options in selecting their money managers. ...

  7. China boosts transparency with new disclosure rules

    Posted Feb 03rd 2007, 12:00am by Nevin Nie

    ... of accounting policies, the China Securities Regulatory Commission (CSRC) said. If the companies fail to comply, they face CSRC sanctions ranging from a written warning to fines of up to 600,000 yuan ... overseas-listed companies.' The CSRC will retain the power to set special requirements for information disclosure for particular industries, such as the financial and property sectors. The commission ...

  8. China sees benefit of global standards

    Posted Nov 20th 2004, 12:00am by Enoch Yiu

    ... standards (IAS) but will fight for exemption from some of them because of the country's special market structure, according to a top China Securities Regulatory Commission (CSRC) official. The CSRC's chief accountant and international department director, Zhang Weiguo, yesterday said China would need to keep up with international trends. 'There are an increasing number of mainland ...

  9. Brokerages ordered to shut errant branches

    Posted Jun 21st 2006, 12:00am by Staff Reporter

    ... make a complete internal audit and submit a report to the commission before it can be reopened. The CSRC also ordered Northeast to close its Shanghai branch for one month after some salesmen ...

  10. Ex-regulator brings rare perspective to HKSI role

    Posted Apr 06th 2009, 12:00am by Enoch Yiu

    ... some areas of differences. For example, Hong Kong listing rules follow that of Britain while on the mainland, when I worked at the CSRC, the regulatory model was a combination of many different ...



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