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  • September 20, 2014
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Results 1 - 10 of 13 for csrc

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  1. New securities anti-graft chief named

    Posted Oct 21st 2011, 12:00am

    ... anti-graft body, replacing Li Xiaoxue, who steps down because he has passed the retirement age. Li Xiaohong, 58, was named secretary of the CSRC's Discipline Inspection Committee, ... of Li Xiaohong is in line with speculation that CSRC chairman Shang Fulin, who is 60, will become chief of the mainland's banking regulator. 'It could be seen as a prelude to a major ...

  2. The great IPO gold rush hits brakes

    Posted Apr 30th 2012, 12:00am

    ... It comes as the China Securities Regulatory Commission (CSRC) published new guidelines for initial public offerings, which aim to force the prices of share issues to 'more reasonable' levels. Guo Shuqing, the new CSRC chairman, has pledged to fight insider trading and make the market less speculative, and fund managers and analysts say more policy changes should be expected. ...

  3. Mainland to review brokerage venture bids by foreign banks

    Posted Sep 26th 2007, 12:00am by Staff Reporter

    ... restrict their business scope, sources said. The China Securities Regulatory Commission (CSRC) would probably vet applications after the party congress ended in the middle of next month, the sources said. However, the move would not trigger substantial changes to the securities industry because the CSRC was expected to limit the new ventures to primary-market activities, the sources ...

  4. Margin trading bids reviewed

    Posted Mar 05th 2010, 12:00am by Staff Reporter

    ... the brokerages' trading systems on-site before distributing the licences. A CSRC press officer confirmed that the review procedure has started, adding the preparatory work is being conducted according ... the top candidates to start doing the businesses. They have all filed applications with the regulator. It is unknown how many licences the CSRC would grant initially. 'Technically, ...

  5. State-run fund to help repay investor losses

    Posted Sep 29th 2005, 12:00am by Jamil Anderlini

    ... there has been bad management,' a China Securities Regulatory Commission (CSRC) spokesman said. Since January, the commission has stepped up efforts to bail out better-performing brokerages ... years and the lack of underwriting business since new share issues were suspended earlier this year. Others have been allowed to go to the wall. The new company was set up jointly by the CSRC ...

  6. Regulator plans to start brokerage levy to boost safety net

    Posted Jul 14th 2007, 12:00am by Staff Reporter

    ... reported. The China Securities Regulatory Commission (CSRC) had finished consulting with a number of securities firms over the details of a new regulation and was expected to officially implement the levy soon, Securities Times said. The CSRC rules released in April require securities companies to pay a small percentage of their operating incomes into the fund twice a year, on July 15 ...

  7. Business - Banking & Finance - REGULATIONS

    US regulators move in on Chinese audit laws

    Posted Dec 06th 2012, 12:00am by BLOOM

    ... that conduct audits knowing they cannot comply with laws requiring access to these work papers face serious sanctions." The CSRC did not respond to requests for comment. Questions faxed ...

  8. Brokers to take certification exams

    Posted Aug 28th 2008, 12:00am by Staff Reporter

    ... capabilities help attract more clients. A source said the CSRC would conduct its first test on brokers this October, adding the profession to investment bankers, analysts, fund managers and traders who ...

  9. Mainland investors decide to stay away from equities

    Posted Jan 11th 2005, 12:00am by Elaine Chan

    ... analyst Peng Yunliang. '[Therefore] the numbers are believable.' To arrest eroding investor confidence, the China Securities Regulatory Commission (CSRC) late last week held a two-day meeting to discuss measures in the hope of ending a 31/2-year market slump, but analysts said it ended with no constructive recommendations. CSRC chairman Shang Fulin was quoted by the official ...

  10. Brokerages ordered to shut errant branches

    Posted Jun 21st 2006, 12:00am by Staff Reporter

    ... make a complete internal audit and submit a report to the commission before it can be reopened. The CSRC also ordered Northeast to close its Shanghai branch for one month after some salesmen ...




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