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Results 1 - 10 of 14 for hsbc

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  1. Business - Banking & Finance - REGULATION

    New York sues HSBC for breaking foreclosure law

    Posted Jun 05th 2013, 12:00am by KANIS LI AND BLOOMBERG

    ... Kanis Li and Bloomberg State legal chief says bank giant failed to file paperwork to allow homeowners to settle loans New York sues HSBC for breaking foreclosure law New York attorney general Eric Schneiderman yesterday filed a suit against HSBC Holdings, accusing the bank of breaking state foreclosure law and putting homeowners at greater risk of losing their homes. A state ...

    http://www.scmp.com/business/banking-finance/article/1253641/new-york-sues-hsbc-breaking-foreclosure-law
  2. Business - Banking & Finance - REGULATION

    HKMA blames StanChart's NY office for anti-money laundering failures

    Posted Aug 21st 2014, 01:28am by DON WEINLAND

    ... and an increasing cost of compliance globally. On the same day the New York regulator lodged to fine, Douglas Flint, the chairman at the bank's biggest global competitor, HSBC Holdings, said its compliance costs were expected to drop. Both Standard Chartered and HSBC have been dogged with rising regulatory costs and posted interim results earlier this month that undershot already negative ...

    http://www.scmp.com/business/banking-finance/article/1578046/hkma-blames-stancharts-ny-office-anti-money-laundering
  3. Business - Banking & Finance - REGULATION

    Banks learn about the difference in US and HK money-laundering rules

    Posted Aug 25th 2014, 03:34am by ENOCH YIU AND DON WEINLAND

    ... branch failed to flag high-risk transactions from clients in Hong Kong and the United Arab Emirates. In December 2012, HSBC Holdings agreed to pay US$1.92 billion in fines to settle charges ...

    http://www.scmp.com/business/banking-finance/article/1580466/banks-learn-about-difference-us-and-hk-money-laundering
  4. Business - Banking & Finance - REGULATION

    Ex-Deutsche Securities trader wins appeal against SFC

    Posted May 22nd 2013, 12:00am by Enoch Yiu

    ... Enoch Yiu enoch.yiu@scmp.com Tribunal rules against move to punish dealer over sharp fall in HSBC share price in 2009 Trader wins appeal against SFC No one will be punished as a result of the investigation into the controversial plunge in HSBC shares in March 2009. The Securities and Futures Appeals Tribunal ruled against a decision by the regulator to publicly reprimand Christian Denk, ...

    http://www.scmp.com/business/banking-finance/article/1243095/trader-wins-appeal-against-sfc
  5. Business - China Business - REGULATION

    Beijing urged to comply with Foreign Account Tax Compliance Act

    Posted May 27th 2014, 09:12am by Toh Han Shih

    ... are waiting for more information on an IGA (intergovernmental agreement) before registering [to comply with Fatca]," said Florence Carr, Asia-Pacific Fatca lead at accounting firm EY. HSBC ...

    http://www.scmp.com/business/article/1519835/beijing-urged-comply-foreign-account-tax-compliance-act
  6. Business - Money - REGULATION

    China probe of fund managers sparks exodus from industry

    Posted May 19th 2014, 03:22am by Daniel Ren

    ... was Zhong Xiaojing, a fund manager with HSBC Jintrust, who was found to have used rat accounts to buy shares worth 3.25 million yuan between July 2009 and January 2012. Ironically, the rat accounts ...

    http://www.scmp.com/business/money/markets-investing/article/1515066/china-probe-fund-managers-sparks-exodus-industry
  7. Business - Banking & Finance - REGULATION

    Keeping regulators happy a top priority for banks in Asia

    Posted May 07th 2014, 03:14pm by Reuters

    ... to ramp up these areas," said Marc Baloch, the Asia-Pacific head of Harvey Nash Executive Search. Baloch said HSBC, which increased the number of compliance staff by 54 per cent between 2012 ...

    http://www.scmp.com/business/banking-finance/article/1506594/keeping-regulators-happy-top-priority-banks-asia
  8. Business - Money - REGULATION

    Impasse over closing auction plan for Hong Kong stock exchange

    Posted Mar 04th 2014, 05:10am by Enoch Yiu

    ... leading to chaotic situations on a number of occasions, including HSBC price swings. "Brokers worry the reinstatement of the system would repeat the same problem," he said. Stock ... but suspended it 10 months later after a huge swing in the share price of HSBC during the close on March 9, 2009. The Securities and Futures Commission began a formal investigation the next day ...

    http://www.scmp.com/business/money/markets-investing/article/1439685/impasse-over-closing-auction-plan-hong-kong-stock
  9. Business - Banking & Finance - REGULATION

    Norman Chan reappointed as Hong Kong Monetary Authority chief

    Posted Mar 21st 2014, 04:15am by Johnny Tam, Eddie Lee

    ... connections with industry, and both areas give him an edge." The reappointment would bring continuity in a time of uncertainty, HSBC Asia-Pacific chief executive Peter Wong Tung-shun said. ...

    http://www.scmp.com/business/banking-finance/article/1453525/norman-chan-reappointed-hong-kong-monetary-authority-chief
  10. Business - Banking & Finance - REGULATION

    India eases grip on overseas banks

    Posted Nov 08th 2013, 01:58am by BLOOM

    ... Bloomberg in Mumbai India eases grip on overseas banks India paved the way for foreign banks led by Citigroup and HSBC to open more branches by introducing guidelines that would put them ... of getting permission, Yadav said. India previously limited foreign banks operating within its borders to opening a combined 12 new branches a year. New York-based Citigroup and London-based HSBC ...

    http://www.scmp.com/business/banking-finance/article/1350188/india-eases-grip-overseas-banks

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