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  • September 22, 2014
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  1. Brokers' incentive is legal, court says

    Posted Jan 16th 2012, 12:00am

    ... regarding the legality of insurance brokers receiving commissions. He said the ruling would ease insurance brokers' concerns about whether and how they could legally receive commissions. Reyes ...

  2. Legal aspects are wide-ranging

    Posted Jul 25th 2008, 12:00am by Raymond Ma

    ... and criminal law? The wealth management sector offers a broader range of opportunities for lawyers than many other legal practice areas. These can range from working in a law firm to working in a bank, ... to see beyond the legal detail and relate to how it affects the day-to-day life of a client is important or the tax tail can start to wag the dog. How does one start in wealth management? ...

  3. Legal officer would be a valuable asset

    Posted Dec 18th 2004, 12:00am by Staff Reporter

    ... Susie Gyopos An attractive salary, an employee stock investment plan and other enticing benefits are being dangled in front of up-and-coming legal whizzes with an interest in the world of investment management. Thanks to the rapid expansion of its business in Asia, a global investment management organisation headquartered in San Mateo, California, is seeking to employ a new legal ...

  4. Mainland to relax offshore fund rules

    Posted Sep 07th 2007, 12:00am by Staff Reporter

    ... Daniel Ren in Shanghai Mainland authorities are expected to relax rules on individuals buying foreign equity-based funds sold by banks, mirroring regulators' efforts to encourage institutional investment on overseas exchanges. The China Securities Jo ...

  5. Insurers pull back from disclosure policy as Commissioner defers issue

    Posted Mar 05th 2012, 12:00am

    ... told the industry to 'seek further legal advice and discuss the way forward', and then meet again in two months to discuss the matter. Choi essentially told the industry to come up ... their personal commission or that of the whole company's? They need to ask a lawyer. So everyone is asking the legal department,' says Chan. Chan says the Insurance Authority has decided ...

  6. Law firm gets closer to its clients

    Posted Jun 22nd 2012, 12:00am

    ... investment managers and bankers through the intricacies of complex transactions. 'Asian and particularly Chinese professionals will be able to receive Luxembourg-related legal advice ... to better understand [the clients'] needs. We will also be able to offer swift assistance with the challenges of an ever-changing legal and regulatory environment.' Panichi, who ...

  7. Mainland considers tracker fund

    Posted Sep 24th 2003, 12:00am by Enoch Yiu

    ... complicated.' The Hong Kong Tracker Fund is relatively straightforward, as the government portfolio held the 33 Hang Seng Index constituent stocks for companies which all have a clear legal status. ...

  8. Service helps uber-rich keep it in the family

    Posted Sep 23rd 2007, 12:00am by John Church

    ... year on year,' he said. 'Several bespoke service providers set their stalls out to attract purely international family office business, rather than the more generic service that caters for standard private client arrangements. 'The scope of services that a family office provides is heavily diversified- it's really dependent on the circumstances of the family ...

  9. Tracker fund for mainland investors eyed

    Posted May 10th 2009, 12:00am by Enoch Yiu

    ... with its mainland counterpart the introduction of ETFs once the measures announced under the Cepa supplement take effect in October. A government spokesman said the discussion would cover legal ... services sectors. The agreement on banks means they no longer have to open a full-fledged branch in each city in order to open sub-branches there. Opening a branch requires central government ...

  10. Banks warned on risk of underground lending

    Posted Sep 15th 2011, 12:00am

    ... invested in the property sector and energy-guzzling industries that the government is trying to control, CBRC cautioned. A flood of loan service agencies- some legal, some not- have been set up ...




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