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  • August 23, 2014
  • Last updated: 11:43am
Hong Kong




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Results 1 - 10 of 34 for retailing

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  1. Business - Banking & Finance - REGULATION

    HKMA blames StanChart's NY office for anti-money laundering failures

    Posted Aug 21st 2014, 01:28am by DON WEINLAND

    ... will temporarily suspend dollar-clearing services to "certain retail business clients" in Hong Kong and pay its second fine to the US in two years. In 2012, it was fined US$667 million. Clients ...

  2. Business - Banking & Finance - REGULATION

    Australia's RBA keeps steady course on rates

    Posted Aug 06th 2014, 03:12am by Reuters

    ... taking annual growth to just over 10 per cent. Government austerity talk badly undermined consumer confidence and clipped retail spending during April and May. A drop in retail sales is not good ...

  3. Business - Money - REGULATION

    Support builds for SFC's dark pool rules restricting retail investors

    Posted Mar 03rd 2014, 02:59am by Enoch Yiu

    ... Enoch Yiu enoch.yiu@scmp.com Brokers and operators back regulator's move to bar retail investors from trading platform while providing level playing field for all participants ... investors, such as pension funds, insurance companies and fund managers, are trading on their platforms and to exclude retail trading. Dark pools allow investors to match orders through an electronic ...

  4. Business - Banking & Finance - REGULATION

    HKMA chief defends strict banking rules

    Posted Jul 22nd 2014, 12:29am by DON WEILAND

    ... of investment options available to commercial and retail customers directly through banks, or what he called Hong Kong's "financial supermarket". After the onset of the global financial ...

  5. Business - Money - REGULATION

    CSRC goes digital to track rat traders

    Posted Jul 14th 2014, 03:09am by Daniel Ren

    ... the share price to rise. The rat account would then cash out and lock up the gain. Before last year, millions of retail investors had criticised the CSRC for its reluctance to deal a heavy blow ...

  6. Property - International - REGULATION

    Britain's cooling measures to hit property price growth

    Posted Jul 02nd 2014, 04:49am by Peggy Sito, Bloomberg

    ... economic recovery. The BOE’s benchmark rate influences what retail banks charge customers for home loans. Bailey said the measures would help to curb what might be termed loose lending by banks. ...

  7. Business - Money - REGULATION

    FSDC proposes specialised listing boards in wake of Alibaba IPO loss

    Posted Jun 19th 2014, 12:55am by Enoch Yiu

    ... to shorten the IPO period, the requirement of cornerstone investors and the mechanism to allocate shares between institutional and retail investors. ...

  8. Business - Money - REGULATION

    Brokers and fund managers back special listing boards

    Posted Jun 23rd 2014, 03:08am by Enoch Yiu

    ... in establishing different rules to regulate institutional investors as their investment objectives are different [and] their ability to analyse financial data is far greater than a retail investor," ...

  9. Business - Money - REGULATION

    SFC floats move to restrict dark pool platforms to institutions

    Posted Feb 28th 2014, 01:10am by Enoch Yiu

    ... Enoch Yiu enoch.yiu@scmp.com Alternative liquidity pools pose risks for retail investors and should be restricted to more sophisticated traders, says city's regulator SFC floats move ... platforms where investors do not need to disclose their identity or trading volume. The proposed regulation would exclude retail investors from trading on any of the 14 dark pool platforms ...

  10. Business - Money - REGULATION

    SFC aims to shield Hong Kong's retail investors

    Posted Nov 28th 2012, 12:00am by Enoch Yiu

    ... retail investors The Securities and Futures Commission will issue more proposals next year to prevent the misrepresentation of financial products to retail investors as part of its work with international financial regulators, according to SFC chief executive Ashley Alder. Alder said finding ways to avoid so-called miss-selling of financial products to retail investors would be one ...




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