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  • October 25, 2014
  • Last updated: 11:17am
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Results 1 - 10 of 40 for retailing

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  1. Business - Banking & Finance - REGULATION

    World Bank urges Beijing to license collateral management firms

    Posted Oct 25th 2014, 04:54am by CHIM SAU-WAI

    ... firms, meet basic requirements and supervised by the ministry, which oversees trade, retailing and warehousing. "If the companies are not behaving properly, there should be a way of revoking ...

  2. Business - Banking & Finance - REGULATION

    UK banks face challenge in hiring directors amid industry revamp

    Posted Oct 13th 2014, 10:34am by Reuters

    ... banks such as HSBC Holdings, Barclays and the British arm of Spain's Santander to ring-fence their retail units from their wholesale operations, including creating a separate board for their retail divisions that will be independent of the parent group. But the banks may struggle to fill these boards because the directors will be more exposed if things go wrong, particularly under ...

  3. Business - Banking & Finance - REGULATION

    Basel III more meaningful at home than globally for Chinese banks

    Posted Oct 13th 2014, 04:13am by DON WEINLAND

    ... is concentrated in commercial and retail capital, says Bradley Ziff, a senior risk adviser at financial software firm Misys. That is a stark contrast to the huge capital markets, rates and derivatives ...

  4. Business - Banking & Finance - REGULATION

    Myanmar steps up institutional banking push

    Posted Oct 06th 2014, 04:10am by Bloomberg

    ... "The banking regulator did not really want to have a group that was competing on retail banking." ANZ opened a representative office in Yangon, Myanmar's largest city, last year ...

  5. Business - Money - REGULATION

    Support builds for SFC's dark pool rules restricting retail investors

    Posted Mar 03rd 2014, 02:59am by Enoch Yiu

    ... Enoch Yiu enoch.yiu@scmp.com Brokers and operators back regulator's move to bar retail investors from trading platform while providing level playing field for all participants ... investors, such as pension funds, insurance companies and fund managers, are trading on their platforms and to exclude retail trading. Dark pools allow investors to match orders through an electronic ...

  6. Business - Money - REGULATION

    Hong Kong securities watchdog to tighten rules on sale of risky products

    Posted Sep 26th 2014, 05:09am by Enoch Yiu

    ... for their professional investor clients. The regulator said it received 51 submissions on the proposal. At present, such tests apply only to ordinary retail investors and not professional investors ...

  7. Business - Money - REGULATION

    HKEx seeks views on dual-class share structure reform after Alibaba loss

    Posted Aug 30th 2014, 01:29am by Enoch Yiu

    ... the interests of retail investors before the public could decide if it would support the rule change. A spokesman for the Securities and Futures Commission said the regulator "welcomes the release ...

  8. Business - Banking & Finance - REGULATION

    Australia's RBA keeps steady course on rates

    Posted Aug 06th 2014, 03:12am by Reuters

    ... taking annual growth to just over 10 per cent. Government austerity talk badly undermined consumer confidence and clipped retail spending during April and May. A drop in retail sales is not good ...

  9. Business - Banking & Finance - REGULATION

    HKMA blames StanChart's NY office for anti-money laundering failures

    Posted Aug 21st 2014, 01:28am by DON WEINLAND

    ... will temporarily suspend dollar-clearing services to "certain retail business clients" in Hong Kong and pay its second fine to the US in two years. In 2012, it was fined US$667 million. Clients ...

  10. Business - Money - REGULATION

    SFC aims to shield Hong Kong's retail investors

    Posted Nov 28th 2012, 12:00am by Enoch Yiu

    ... retail investors The Securities and Futures Commission will issue more proposals next year to prevent the misrepresentation of financial products to retail investors as part of its work with international financial regulators, according to SFC chief executive Ashley Alder. Alder said finding ways to avoid so-called miss-selling of financial products to retail investors would be one ...




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