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  1. Business - Banking & Finance - SECURITY

    Xi Jinping's security commission to also tackle financial industry

    Posted Jan 28th 2014, 04:30am by George Chen, Teddy Ng

    ... George Chen and Teddy Ng Fears speculative foreign capital could threaten domestic stability one reason for top-level division within new National Security Commission New panel to keep tabs on hot money Beijing will create a ministerial-level division dedicated to financial industry security within the new National Security Commission to be chaired by President Xi Jinping. ...

    http://www.scmp.com/business/banking-finance/article/1415346/xi-jinpings-security-commission-also-tackle-financial
  2. No halt to IPOs, says securities regulator

    Posted Jul 16th 2012, 12:00am

    ... Eric Ng eric.mpng@scmp.com The mainland's securities watchdog has rejected a call from some investors for a halt to initial public offerings as a means to prop up the weak domestic ... the China Securities Regulatory Commission (CSRC) said in a statement on its website on Saturday. The statement added that past experience had shown that interfering in the supply of new shares ...

    http://www.scmp.com/article/1006938/no-halt-ipos-says-securities-regulator
  3. Securities regulator to probe behaviour of financial institutions in IPO pricings

    Posted Feb 06th 2012, 12:00am

    ... consultations will be required to file their research documents with the regulator for detailed scrutiny. The move reflects the determination of Guo Shuqing, new chairman of the China Securities ... offer prices were deemed unreasonable by analysts. Zhou Lin, Huatai Securities analyst, said: 'To a certain extent, the regulator has responsibility for policing the offering process, ...

    http://www.scmp.com/article/991896/securities-regulator-probe-behaviour-financial-institutions-ipo-pricings
  4. Founder Securities surges 43.6pc in strong debut

    Posted Aug 11th 2011, 12:00am

    ... Daniel Ren in Shanghai ren.wei@scmp.com Founder Securities made a strong trading debut on the Shanghai Stock Exchange yesterday amid a market rebound, largely beating analysts' ... per cent on Monday following a global equity rout before it closed flat on Tuesday. Founder Securities, the Chinese partner of Credit Suisse, benefited from a recovery of confidence among ...

    http://www.scmp.com/article/975858/founder-securities-surges-436pc-strong-debut
  5. Securities watchdog finds listing documents riddled with problems

    Posted Jan 28th 2011, 12:00am by Amanda Lee

    ... Amanda Lee The Securities and Futures Commission found problems in more than 80 per cent of the listing applications it received from March to September last year, including questions about the legality of an applicant's business, the bribery conviction of a founder and overstated asset prices. Out of the 100 listing documents it received during that period, ...

    http://www.scmp.com/article/737004/securities-watchdog-finds-listing-documents-riddled-problems
  6. Securities watchdog Wheatley resigns early

    Posted Dec 09th 2010, 12:00am by Enoch Yiu

    ... Enoch Yiu Securities and Futures Commission chief executive Martin Wheatley announced his early resignation yesterday raising concerns that the regulator's recent run of success against white collar crime could come to an end. Wheatley will leave in early June next year for 'personal reasons', four months before his contract was due to expire at the end ...

    http://www.scmp.com/article/732836/securities-watchdog-wheatley-resigns-early
  7. Merchants Securities IPO pulls 1.1tr yuan

    Posted Nov 13th 2009, 12:00am by Staff Reporter

    ... Daniel Ren in Shanghai China Merchants Securities, the second mainland brokerage to go public this year, has drawn heavy subscriptions as investors remained optimistic about the company's earnings outlook. The brokerage, one of the mainland's top 10 securities firms, attracted 1.11 trillion yuan (HK$1.26 trillion) of investor funds to its initial public offering, ...

    http://www.scmp.com/article/698213/merchants-securities-ipo-pulls-11tr-yuan
  8. CSRC crackdown exposes 66 cases of securities offences

    Posted Nov 10th 2008, 12:00am by Staff Reporter

    ... Frederick Yeung The China Securities Regulatory Commission imposed fines and other penalties in connection with 66 cases of illegal securities trade in the first nine months of the year. ... of about 100 million yuan, which could be the biggest punishment on the mainland on a personal basis,' the source said. In another case, the China Securities Journal reported an unlicensed ...

    http://www.scmp.com/article/659622/csrc-crackdown-exposes-66-cases-securities-offences
  9. Everbright Securities gains 30pc amid liquidity worries

    Posted Aug 19th 2009, 12:00am by Staff Reporter

    ... Daniel Ren in Shanghai Everbright Securities, the first brokerage to launch an A-share initial public offering in seven years, gained 29.98 per cent on its trading debut yesterday, a sign ... Consulting analyst Yao Yinan. 'After all, brokerage fees and income from proprietary trading, the major cash cows for Chinese securities firms, are set to decline amid the market downturn.' ...

    http://www.scmp.com/article/690138/everbright-securities-gains-30pc-amid-liquidity-worries
  10. Time for securities regulator to let market forces play their role

    Posted May 25th 2009, 12:00am by Wang Xiangwei

    ... Wang Xiangwei The mainland's securities regulator announced draft rules on Friday to improve the mechanism for initial public offerings (IPOs). That will pave the way for a lifting of its nine-month ban on new share listings, which could come as early as next month. The China Securities Regulatory Commission said it would solicit public opinion on the draft until June ...

    http://www.scmp.com/article/681385/time-securities-regulator-let-market-forces-play-their-role

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