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  1. Investor receives suspended sentence

    Posted Aug 28th 2009, 12:00am by Enoch Yiu

    ... Enoch Yiu An investor has been given a suspended jail sentence for warrant manipulation during three closing auction sessions last year. Chang Kar-hung pleaded guilty in the Eastern Magistracy yesterday to three counts of false trading. He was sentenced to jail for two months, suspended for 12 months, and ordered to pay a fine of HK$9,000 and HK$29,263 in investigation costs ...

    http://www.scmp.com/article/690882/investor-receives-suspended-sentence
  2. Securities official in graft probe

    Posted Apr 16th 2012, 12:00am

    ... vice-chairman between 1995 and 1999, was given a suspended death sentence in April 2010 for accepting bribes from listing applicants. Xiao Shiqing, a former deputy director of the CSRC's department of public offerings, also received a death sentence with a two-year reprieve in 2011 for taking bribes to help unqualified companies to obtain approvals for share offerings, as well as conducting ...

    http://www.scmp.com/article/998358/securities-official-graft-probe
  3. Beijing suspends new share offerings

    Posted Oct 10th 2008, 12:00am by Staff Reporter

    ... 'The market will be forced to digest the 35 offerings as they are nearing the expiry date,' said one source. 'So the CSRC suspended the hearings to ease pressure.' The regulator ...

    http://www.scmp.com/article/655671/beijing-suspends-new-share-offerings
  4. Beijing suspends foreign investment in futures market

    Posted Jan 09th 2008, 12:00am by Tom Miller

    ... Tom Miller in Beijing Beijing has suspended foreign investment in the mainland's futures market, the latest in a series of regulatory obstacles aimed at protecting the domestic ... brokerages to foreign investment and modestly expanding the business scope of securities joint ventures. 'The regulatory authorities have already suspended work on approving foreign-invested ...

    http://www.scmp.com/article/622226/beijing-suspends-foreign-investment-futures-market
  5. Private doctor suspended for issuing 'misleading' receipt

    Posted Aug 24th 2007, 12:00am by Danny Mok, Lilian Goh

    ... Lilian Goh and Danny Mok A private doctor was suspended from practising for nine months yesterday for issuing a 'misleading and untrue' receipt that disguised charges for skincare products as a consultation fee. Chan Kai-ming, 31, a former general practitioner at GHC Medical Centre, was found guilty of one charge of professional misconduct by the Medical Council. ...

    http://www.scmp.com/article/605325/private-doctor-suspended-issuing-misleading-receipt
  6. SFC suspends trading in Wah Sang shares amid probe

    Posted Apr 07th 2004, 12:00am by Denise Tsang

    ... Denise Tsang The Securities and Futures Commission suspended trading in shares of piped-gas supplier Wah Sang Gas Holdings yesterday. No reason was provided for the move, but an SFC source said the suspension was based on Securities and Futures Ordinance Rule 8, which refers to materially false or misleading information published in public documents. A Wah Sang spokeswoman ...

    http://www.scmp.com/article/451266/sfc-suspends-trading-wah-sang-shares-amid-probe
  7. Watchdog suspends CLSA trader

    Posted Feb 24th 2004, 12:00am by Enoch Yiu

    ... Enoch Yiu The Securities and Futures Commission (SFC) yesterday suspended a CLSA futures trader for three months for manipulating option orders to cover up a mistake. The SFC found that Howel Thomas, as the then head of the futures and options division at CLSA Futures, verbally confirmed to a client that he had executed an option order on September 6, 2001, when he had not. ...

    http://www.scmp.com/article/445657/watchdog-suspends-clsa-trader
  8. Yicko suspended on bad market bet

    Posted Oct 03rd 2003, 12:00am by Enoch Yiu

    ... suspended from operations after the broker failed to post margin on the behalf of a client who incorrectly bet the market would fall. Company representatives refused to say yesterday how much ... and Clearing (HKEx). The loss has also left Yicko unable to meet minimum liquid capital requirements set by the Securities and Futures Commission (SFC). HKEx suspended Yicko yesterday and the brokerage ...

    http://www.scmp.com/article/429890/yicko-suspended-bad-market-bet
  9. Merchants Bank suspends Merrill role

    Posted Apr 14th 2006, 12:00am by Staff Reporter

    ... On hearing the ICBC demand, however, Merchants Bank 'suspended' Merrill, the sources said. It is believed that Merrill bankers have not been to the due diligence meetings for the share ...

    http://www.scmp.com/article/544712/merchants-bank-suspends-merrill-role
  10. Doctor told to improve his ethics

    Posted Apr 01st 2006, 12:00am by Staff Reporter

    ... Staff Reporter A doctor was yesterday ordered to learn more about professional ethics or be barred from practising for three months for issuing fake medical receipts. The Medical Council suspended the sentence for one year on general practitioner Thomas Wu provided he gained 10 points of continuous medical education on professional ethics. This means he has to devote about 10 hours ...

    http://www.scmp.com/article/542869/doctor-told-improve-his-ethics

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