RegTech

Stories about how technology is used to enhance regulatory compliance, risk management and sanctions alert

Tom Atkinson, executive director of enforcement at the Securities and Futures Commission, says the crackdown on fraud is important to maintain market confidence. Photo: Roy Issa

SFC pledges more aggressive enforcement action

The Securities and Futures Commission is investigating 15 financial firms for failing in their duties as listing sponsors, according to executive director of enforcement Tom Atkinson on Wednesday.

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