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SCMP Reporter

The Securities and Futures Commission (SFC) has disciplined Ho Chi-cheung, the former dealing director of Shanghai Hong Kong International Securities, for failing to safeguard the best interests of his clients and the integrity of the market.

  A two-month investigation found Mr Ho had provided an advantage to his wife's trading account that resulted in a $1,000 gain, failed to give priority to his client's orders in favour of his wife's orders and failed to ensure his clients did not engage in short selling.



SFC decision