Among its findings, the SFC concluded that JP Morgan did not report ‘the breaches or suspected breaches’ in a timely manner. Photo: Reuters

JP Morgan entities in Hong Kong reprimanded for regulatory breaches, fined HK$5.6 million

Securities and Futures Commission reprimands the US bank for breaching regulations on disclosing its financial interests relating to 30 research reports in 2013, among other shortcomings

Topic |   JPMorgan Chase

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Among its findings, the SFC concluded that JP Morgan did not report ‘the breaches or suspected breaches’ in a timely manner. Photo: Reuters
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