Standard Chartered Bank Hong Kong is the clearing agent for Standard Chartered Securities (Hong Kong). Photo: Bloomberg

Hong Kong’s securities regulator fines Standard Chartered Securities US$330,000 for internal control failures

The SFC has found the firm’s failure to put enough controls in place leading to at least 61 instances of regulatory breaches involving short sales

Topic |   SFC

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Standard Chartered Bank Hong Kong is the clearing agent for Standard Chartered Securities (Hong Kong). Photo: Bloomberg
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