Exterior of Hang Seng Bank headquarters building in Central. 20FEB18 SCMP / David Wong

Hang Seng Bank’s investment arm slapped with US$382,000 fine

It’s Hang Seng Investment Management’s (HSIM) first disciplining by the securities watchdog. Regulator said it failed to meet requirements on cash management of funds. Firm will also make HK$875,648 payment of resultant shortfall

Topic |   SFC

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Exterior of Hang Seng Bank headquarters building in Central. 20FEB18 SCMP / David Wong
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