Citigroup Global Markets Asia Limited, the local unit of Citigroup, said it had cooperated fully with the SFC. Photo: Reuters
Citigroup Global Markets Asia Limited, the local unit of Citigroup, said it had cooperated fully with the SFC. Photo: Reuters
SFC
Business /  Companies

Hong Kong regulator fines Citigroup US$509,660 for dark pool compliance failure

The SFC said it considered disciplinary action against Citigroup necessary following its failure to comply with code of conduct requirements related to its alternative liquidity pool

Topic |   SFC
Enoch Yiu
Enoch Yiu

Updated: 10:44am, 11 Jul, 2018

Why you can trust SCMP
Citigroup Global Markets Asia Limited, the local unit of Citigroup, said it had cooperated fully with the SFC. Photo: Reuters
Citigroup Global Markets Asia Limited, the local unit of Citigroup, said it had cooperated fully with the SFC. Photo: Reuters
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