Citigroup Global Markets Asia Limited, the local unit of Citigroup, said it had cooperated fully with the SFC. Photo: Reuters
Hong Kong regulator fines Citigroup US$509,660 for dark pool compliance failure
The SFC said it considered disciplinary action against Citigroup necessary following its failure to comply with code of conduct requirements related to its alternative liquidity pool
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SFC
Citigroup Global Markets Asia Limited, the local unit of Citigroup, said it had cooperated fully with the SFC. Photo: Reuters